0001193125-14-053186.txt : 20140214 0001193125-14-053186.hdr.sgml : 20140214 20140214095252 ACCESSION NUMBER: 0001193125-14-053186 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 GROUP MEMBERS: AUSTRALIAN BULK MINERALS SRL GROUP MEMBERS: GOLDAMERE HOLDINGS SRL GROUP MEMBERS: NEWSTAR HOLDINGS SRL GROUP MEMBERS: NEWSTAR SECURITIES SRL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TURQUOISE HILL RESOURCES LTD. CENTRAL INDEX KEY: 0001158041 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79590 FILM NUMBER: 14611664 BUSINESS ADDRESS: STREET 1: SUITE 654 STREET 2: 999 CANADA PLACE CITY: VANCOUVER STATE: A1 ZIP: V6C 3E1 BUSINESS PHONE: 604 688 5755 MAIL ADDRESS: STREET 1: 654-999 CANADA PLACE CITY: VANCOUVER BC CANADA STATE: A1 ZIP: V6C 3E1 FORMER COMPANY: FORMER CONFORMED NAME: IVANHOE MINES LTD DATE OF NAME CHANGE: 20010823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRIEDLAND ROBERT M CENTRAL INDEX KEY: 0000938198 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 150 BEACH ROAD #25-03 STREET 2: THE GATEWAY WEST CITY: SINGAPORE STATE: U0 ZIP: 189720 SC 13G/A 1 d675782dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 9)*

 

 

Turquoise Hill Resources Ltd. (formerly named Ivanhoe Mines Ltd.)

(Name of Issuer)

Common Shares, No Par Value

(Title of Class of Securities)

900435108

(CUSIP Number)

31 December 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP NO. 900435108   Schedule 13G   Page 2 of 11

 

  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

Robert Martin Friedland

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions) N/A

 

(a)  ¨         (b)  ¨

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

United States and Canada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with

   5.    

Sole Voting Power:

 

25,559,776

   6.   

Shared Voting Power:

 

46,154,240

   7.   

Sole Dispositive Power:

 

25,559,776

   8.   

Shared Dispositive Power:

 

46,154,240

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

71,714,016

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:

 

N/A

11.  

Percent of Class Represented by Amount in Row 9:

 

3.6%

12.  

Type of Reporting Person:

 

IN

 


CUSIP NO. 900435108   Schedule 13G   Page 3 of 11

 

  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

Newstar Holdings SRL

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions) N/A

 

(a)  ¨         (b)  ¨

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

Barbados

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with

   5.    

Sole Voting Power:

 

0

   6.   

Shared Voting Power:

 

46,154,240

   7.   

Sole Dispositive Power:

 

0

   8.   

Shared Dispositive Power:

 

46,154,240

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

46,154,240

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:

 

N/A

11.  

Percent of Class Represented by Amount in Row 9:

 

2.3%

12.  

Type of Reporting Person:

 

OO

 


CUSIP NO. 900435108   Schedule 13G   Page 4 of 11

 

  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

Newstar Securities SRL

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions) N/A

 

(a)  ¨         (b)  ¨

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

Barbados

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with

   5.    

Sole Voting Power:

 

0

   6.   

Shared Voting Power:

 

46,154,240

   7.   

Sole Dispositive Power:

 

0

   8.   

Shared Dispositive Power:

 

46,154,240

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

46,154,240

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:

 

N/A

11.  

Percent of Class Represented by Amount in Row 9:

 

2.3%

12.  

Type of Reporting Person:

 

OO

 


CUSIP NO. 900435108   Schedule 13G   Page 5 of 11

 

  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

Australian Bulk Minerals SRL

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions) N/A

 

(a)  ¨         (b)  ¨

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

Barbados

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with

   5.    

Sole Voting Power:

 

0

   6.   

Shared Voting Power:

 

172,000

   7.   

Sole Dispositive Power:

 

0

   8.   

Shared Dispositive Power:

 

172,000

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

172,000

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:

 

N/A

11.  

Percent of Class Represented by Amount in Row 9:

 

less than 0.01%

12.  

Type of Reporting Person:

 

OO

 


CUSIP NO. 900435108   Schedule 13G   Page 6 of 11

 

  1.   

Names of Reporting Persons

I.R.S. Identification Nos. of Above Persons (entities only)

 

Goldamere Holdings SRL

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions) N/A

 

(a)  ¨         (b)  ¨

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

Barbados

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with

   5.    

Sole Voting Power:

 

0

   6.   

Shared Voting Power:

 

172,000

   7.   

Sole Dispositive Power:

 

0

   8.   

Shared Dispositive Power:

 

172,000

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

172,000

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares:

 

N/A

11.  

Percent of Class Represented by Amount in Row 9:

 

less than 0.01%

12.  

Type of Reporting Person:

 

OO

 


CUSIP NO. 900435108    Schedule 13G    Page 7 of 11

Pursuant to Rule 13d-2(b) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, the undersigned are hereby amending their Schedule 13G Statement dated December 31, 2012 (the “Schedule 13G”) to reflect certain matters pertaining to Turquoise Hill Resources Ltd. (“TRQ”) shares. Capitalized terms used herein have the meanings ascribed to them in the Schedule 13G.

Item 1

1(a) Name of Issuer: Turquoise Hill Resources Ltd. (formerly named Ivanhoe Mines Ltd.) (the “Company”)

1(b) Address of Issuer’s Principal Executive Offices:

Suite 354-200 Granville Street, Vancouver, British Columbia, Canada, V6C 1S4

Item 2

2(a) Name of Person Filing:

No changes

2(b) Address or Principal Business Office or, if none, Residence:

No changes

2(c) Citizenship:

No changes

2(d) Title of Class of Securities: No changes.

2(e) CUSIP No.: No changes.

Item 3: No changes.


CUSIP NO. 900435108    Schedule 13G    Page 8 of 11

Item 4. Ownership

All ownership percentages and amounts reported herein reflect the beneficial ownership of Robert Martin Friedland, Newstar Holdings SRL (“Newstar Holdings”), Newstar Securities SRL (“Newstar Securities”), Australian Bulk Minerals SRL (“ABM”) and Goldamere Holdings SRL (“Goldamere”) in the common shares of the Company (“Shares”) as of January 31, 2014.

a. Amount Beneficially Owned:

Goldamere owns an aggregate of 172,000 common shares of the Company directly (“Goldamere Shares”). ABM, as the 100% parent of Goldamere, may be deemed to share beneficial ownership of the Goldamere Shares. Newstar Securities, as the 100% parent ABM, may be deemed to share beneficial ownership of the Goldamere Shares, and also owns 45,982,240 Shares directly (the “Newstar Shares”). Newstar Holdings, as the 100% parent of Newstar Securities, may be deemed to share beneficial ownership of all shares deemed to be beneficially owned by Newstar Securities (consisting of the Goldamere Shares and the Newstar Shares). Mr. Friedland, as the 100% parent of Newstar Holdings, may be deemed to share beneficial ownership of all Shares deemed to be beneficially owned by Newstar Holdings (consisting of the Newstar Shares and the Goldamere Shares), and also owns 25,559,776 Shares directly.

b. Percent of class:

Mr. Friedland may be deemed to beneficially own approximately 3.6% of the Shares. Newstar Holdings and Newstar Securities may each be deemed to beneficially own approximately 2.3% of the Shares. ABM and Goldamere may each be deemed to beneficially own less than 0.01% of the Shares.

c. Number of shares as to which such person has sole and shared power to direct the vote and sole and shared power to direct the disposition of:

 

     Sole Power to Vote
and Dispose
     Shared Power to
Vote and Dispose
     Total  

Goldamere

     0         172,000         172,000   

ABM

     0         172,000         172,000   

Newstar Securities

     0         46,154,240         46,154,240   

Newstar Holdings

     0         46,154,240         46,154,240   

Robert Friedland

     25,559,776         46,154,240         71,714,016   

Item 5.

Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X ].


CUSIP NO. 900435108    Schedule 13G    Page 9 of 11

Robert Friedland, Goldamere, ABM, Newstar Securities and Newstar Holdings each beneficially own less than 5% of the Shares (see Item 4(b) above).

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person: N/A

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

No changes.

Item 8.

Identification and Classification of Members of the Group: N/A

Item 9.

Notice of Dissolution of Group: N/A

Item 10.

Certifications: N/A

[Remainder of page intentionally left blank]


CUSIP NO. 900435108    Schedule 13G    Page 10 of 11

Signature.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated as of February 14, 2014

 

/s/ Robert Martin Friedland
Robert Martin Friedland
NEWSTAR HOLDINGS SRL
By:   /s/ Robert Martin Friedland
  Name:    Robert Martin Friedland
  Title:      President
NEWSTAR SECURITIES SRL
By:   /s/ Robert Martin Friedland
  Name:    Robert Martin Friedland
  Title:      President
AUSTRALIAN BULK MINERALS SRL
By:   /s/ Robert Martin Friedland
  Name:    Robert Martin Friedland
  Title:      President
GOLDAMERE HOLDINGS SRL
By:   /s/ Robert Martin Friedland
  Name:    Robert Martin Friedland
  Title:      President


CUSIP NO. 900435108    Schedule 13G    Page 11 of 11

Exhibit Index

 

Exhibit 1.    Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended. (Previously filed.)